Compliance Services

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Compliance Alliance, a company owned in part by the Maryland Bankers Association, is a unique and innovative tool, unlike any other, created exclusively for bankers, by bankers, that is owned, managed and directed by 30 state bankers association, in an effort to ease the compliance and regulatory requirements banks face. Compliance Alliance currently serves as a compliance advisor to nearly 400 banks across the nation. 

A leader in the banking industry, Compliance Alliance constantly monitors the needs of bankers to adapt and provide the most sought-after resources for banking compliance—for banks of all sizes. 

Program Advantages

​Compliance Alliance provides its members an all-inclusive set of bank compliance tools and services that help them stay up-to-date with consumer and regulatory requirements, such as:

• An All-Access Hotline - Bank employees may contact compliance specialists to address their regulatory and consumer compliance questions or concerns by phone, email, or live chats from 7:00 a.m. to 6:00 p.m.(central time)

• Access to a massive library of nearly 1500 products and tools that include a combination of procedures, forms, checklists, flowcharts and other tools–each toolkit specifically relates to an area of banking compliance and regulations across every department of your bank. Fully editable documents to incorporate your bank’s branding, and specific procedural and policy needs

• Unlimited bank document reviews - find comfort in knowing that your documents are fully compliant by submitting them for review by Compliance Alliance experts who will conduct a full analysis and return documents with recommendations within three business days (depending on the complexity). 

• “Huddles” a unique offering that is held on the second Wednesday of each month. Members gather by conference call to discuss current issues they are facing. Members are encouraged to use this time to network and get feedback in the areas that they need it. Compliance Alliance moderates the conversation and provides answers to questions as needed. 

Resources

o News
o Newsletters
o Regulatory Compliance Calendar
o Webinars

Contact Information

Become a member of Compliance Alliance today!  Call (888) 353-3933 to hear about subscription prices and the many other products, services and tools Compliance Alliance provides.  You may also contact the following MBA team members for any additional questions: 
Cindy Gentilcore (443-837-1602)
Ann DeVilbiss (443-837-1606)
Nancy Fisher (443-837-1605)

Visit Compliance Alliance's Website

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Thomas Compliance Associates, Inc. (TCA) role has been to help banks manage their many compliance obligations in the most effective, cost-efficient manner in today’s expanded – and expanding – compliance world. TCA associates are professionals who understand the interaction of compliance, operations, marketing, and customer service, and how those interactions affect the bottom line.​

Program Advantages

• ​TCA’s compliance solutions and professionals have the experience…knowledge…and capability to help your bank handle just about any compliance issue. Compliance risk is challenging however TCA has a better way:  

 Compliance Audit, Management & Consulting

• Real-time hotline and email support
• Enterprise-wide Regulatory Risk Assessments & Solutions
• Consumer Protection Laws and Regulations
• Financial Institution due diligence
• New products, services & systems
• New rules, regulations & guidelines

 BSA/AML

• Risk Assessments, CIP, OFAC
• Due diligence
• Enhanced due diligence
• Money Services Business Suspicious Activity Investigations & reporting
• Automated monitoring systems
• Model validations

 Fair Lending & CRA Reviews

• Fair Lending Risk Assessments
• Development of Fair Lending action plans & monitoring processes
• Performance analysis and assessments
• Tailored reviews

 Virtual Compliance Management

• Scaleable, malleable compliance management outsourcing of part or all of your compliance management system
• Tailored solutions for specific needs
• Short-term compliance management
• Long-term compliance management
• Onsite or offsite service

 Other Compliance Reviews

• Compliance Management System Assessment
• Lending regulations
• Deposit regulations
• Website & social media
• Fraud investigations
• HMDA & CRA Integrity
• Regulation E
• UDAAP

 Training & Other Products

• Onsite Board Training
• Onsite staff training
• Newsletter articles
• Sample polices & procedures
• Regulation Hotline for compliance questions
• Restitutions research
• Custom special projects

Resources

o TRID Rule Changes are on the Horizon
o ​Amid Data Reporting Uncertainty, HMDA Risk

Contact Information

For more information on Thomas Compliance Associates contact Jim Dray or Margaret Dolinger (800-934-7347). 

visit TCA's Website

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